Energy compliance & assurance

Where we can help

Most compliance failures are not moral failures; they are mapping failures. If nobody has connected a licence condition to an owner, a control and a piece of evidence, it is not being managed. The work is building that connective tissue.

• Licence and code obligations registers: obligation, owner, control, evidence
• Compliance assurance frameworks and three-lines-of-defence design
• Board and audit committee reporting on regulatory risk
• Regulatory readiness for new obligations and licence changes
• Baseline compliance reviews across multiple licence-holding entities

What the work can produce

• Obligations register
  Applicable requirements linked to accountable owners, controls and evidence.
• Assurance framework
  Practical responsibility, challenge, reporting and escalation arrangements.
• Gap and action report
  Issues identified, decisions needed and a prioritised plan for addressing them.

How we approach it

We agree the entities, activities and source documents in scope. We work with accountable colleagues to map how requirements are met and evidenced. The framework is designed to be maintained by the business, with a clear review cycle and a route for escalating exceptions.

Relevant experience

Framework reference

• Ofgem: licences and licence conditions